Kind Consultancy is working with an award-winning, well-established Alternative Financial Services business which is currently in an ambitious growth phase. As part of their expansion they are now seeking a Compliance Monitoring Lead to join them in a full-time, permanent role with a hybrid work model based in their West Sussex offices, paying circa £60,000.

The Compliance Monitoring Lead will aide the Head of Compliance Monitoring in drafting and implementing a risk-based Compliance Monitoring Plan, with key responsibilities including:

• Designing, implementing and managing a comprehensive Compliance Monitoring program to identify and assess areas of non-compliance
• Undertaking Compliance Monitoring reviews of the firm's pension and insurance products to ensure they are being operated in accordance with the applicable law, regulation and best practice.
• Identifying improvements to Compliance Monitoring based on emerging risks, regulatory changes or common issues
• Providing technical support for the team and the wider business
• Delivering guidance and coaching to less experienced members of the Compliance team
• Producing detailed written reports on compliance findings and recommendations to support any improvements or remedial actions that may be required
• Assisting in the oversight and management of any breaches

Our ideal candidate for the Compliance Monitoring Lead opportunity:

• Has a recognised Compliance qualification (i.e. CII)
• Has 5 or more years of experience in a pensions or financial services organisation working in a Compliance role
• Possesses proven experience of managing and leading a compliance monitoring team
• Demonstrates strong working knowledge of regulatory requirements of the FCA, PRA and TPR
• Has a good understanding of GDPR regulations and knowledge of Anti Money Laundering rules.
• Is an excellent communicator, with strong active listening skills
• Has a problem-solving mindset

In addition to a competitive salary, the role comes with an excellent benefits package and represents an opportunity to join an already succesful organisation during an exciting new phase of their development.

If you're interested in the Compliance Monitoring Lead position and you have the necessary skills, knowledge and qualifications and are based in or can commute to West Sussex, please apply with an updated CV today.