Compliance Review Officer

Compliance Review Officer

Compliance

Leicestershire

Fixed Term Contract

£28,000 Per

Posted


Kind Consultancy is working with a large Mortgage network which is currently seeking a Compliance Review Officer to join them in a full-time 12-month fixed term contract, paying up to £28,000, based in their Leicestershire offices. The role will have a hybrid working model after a fully in-office training period.

The Compliance Review Officer will be part of their head-office Compliance team, with key responsibilities including:

  • Assessing client files to ensure compliance with all relevant regulations and company standards.
  • Ensuring that Appointed Representatives are always Treating Customers Fairly and delivering good customer outcomes, in line with FCA guidelines
  • Providing compliance guidance and support to colleagues and Appointed Representatives.
  • Instructing and coaching network members in order to improve risk assessment ratings.
  • Accurately recording all findings and corrective activity.

Our ideal candidate for the Compliance Review Officer opportunity:

  • Is CeMAP qualified, or willing to work towards it
  • Has past experience of work within a regulated Financial Services environment, preferably with Mortgages exposure
  • Is IT literate and a confident user of Microsoft Office products (Word, Excel, etc)
  • Is an excellent communicator in writing and speech, with a professional telephone manner
  • Is self-motivated and analytically minded
  • Having good knowledge of the current Mortgage marketplace would be desirable

If you're interested in the Compliance Review Officer fixed term contract, you have the necessary skills, knowledge and qualifications and you are based in or can commute to Leicestershire, please apply with an updated CV today.

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