Compliance Administrator

Compliance Administrator

Compliance

Surrey

Fixed Term Contract

Posted


Kind Consultancy is working with a well established, national Financial Services business which is currently seeking a Compliance Administrator to join them in a fixed-term-contract capacity providing maternity cover, full time with a hybrid working model requiring 2 in-office days per week in their Surrey office, paying up to £26,000 dependent on experience.

The Compliance Administrator will be part of the Compliance team, monitoring the delivery of Compliance review services provided to clients, with key responsibilities including:

  • Monthly reporting of clients due for review, checking that paperwork is uploaded to the firm's system, and providing monthly reports to the Compliance Department regarding outstanding reviews
  • Producing and circulating monthly client review report to Partners within the agreed timescales.
  • Supporting the organisation's Partners with updating their review details on the relevant systems.
  • Compliance checking and processing all completed reviews in accordance with company procedures and within agreed timescales.
  • Maintaining the central client review record.
  • Taking responsibility for chasing outstanding reviews in agreed timescales.
  • Producing monthly MI for the Compliance Review Manager regarding overdue reviews.

Our ideal candidate for the Compliance Administrator fixed-term contract:

  • Is a positive, friendly service-orientated team player with a “can do” attitude.
  • Has some awareness and understanding of the role played by Financial Advisors.
  • Has previous experience of administration work within Financial Services
  • Is highly accurate in their work with consistently strong attention to detail.
  • Demonstrates honesty, integrity and the ability to maintain confidentiality.
  • Is highly numerate.

If you're interested in the Compliance Administrator fixed-term contract, you are based in or can commute to Surrey and you have the necessary skills and experience, please apply with an updated CV today.

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