Kind Consultancy is working with a well-established and respected mortgage brokerage which is currently seeking a Senior Training & Competence Supervisor to join them in a full-time, permanent role with a hybrid work model based out of their Hampshire office requiring 1 in-office day per week, paying £35,000 - £45,000 dependent on experience.

As the Senior Training & Competence Supervisor, you will be responsible for overseeing and supporting the application of their T&C scheme, with key responsibilities including:

• Maintaining and embedding the T&C scheme, taking responsibility for ensuring that all aspects of the scheme are adhered to
• Conducting file reviews and observations across all product areas, determining the suitability of the advice given, providing constructive feedback and highlighting areas for development
• Overseeing the training and competence of the firm’s ARs, ensuring adherence to the FCA’s enhanced AR Regime
• Maintaining and updating the AR Oversight Policy
• Identifying risks associated with AR oversight and flag these to the Compliance Manager
• Assisting with the compliance elements of AR onboarding and initial risk assessments when required
• Acting as as the referral point for advisers on complex files or sensitive issues
• Identifying common trends, themes, and risks across the business in terms of development areas or knowledge gaps through rout cause analysis.
• Developing, facilitating and delivering T&C training for advisers.
• Developing strong working relationships with relevant stakeholders across the business and any relevant third parties
• Continuously proactively identifying opportunities to develop the application of the T&C scheme including annual policy reviews and policy updates.
• Providing support to T&C supervisors and deliver training within the team
• Overseeing all aspects of T&C for each adviser through weekly reviews of competency

Our ideal candidate for the Senior Training & Competence Supervisor

• Has 3+ years of experience of Training & Competence work within a regulated Financial Services environment
• Holds a relevant industry qualifications (e.g. CeMAP, J07)
• Demonstrates strong knowledge of FCA regulations and the UK regulatory environment
• Displays excellent IT skills (Word, PowerPoint, Excel, Outlook)
• Has consistently excellent attention to detail and strong record-keeping skills
• Has strong interpersonal and relationship-building abilities, with the ability to challenge constructively and with confidence
• Holds Competent Supervisor status
• Has excellent planning and organisational skills
• Is an effective communicator, both written and verbal

If you're interested in the Senior Training & Competence Supervisor opportunity, you're based in or can commute to Hampshire, and you have the necessary skills, knowledge and experience, please apply with an updated CV today.